News : ASIC

ASIC, Compliance & Regulation

Complaints data dashboard launched

ASIC has provided consumers with a new facility whereby they will be able to gain insight into complaints against financial services firms.

ASIC has provided consumers with a new facility whereby they will be able to gain insight into complaints against financial services firms.

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ASIC, Auditing, Compliance & Regulation

More SMSF auditors disciplined

Failure to meet professional obligations and standards has resulted in disqualifications and cancellations for more than 25 auditors.

Failure to meet professional obligations and standards has resulted in disqualifications and cancellations for more than 25 auditors.

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ASIC, Compliance & Regulation, Investments, Legislation

Macquarie to refund Shield investors

Macquarie Investment Management will return all funds invested into the Shield Master Fund via its superannuation platform.

Macquarie Investment Management will return all funds invested into the Shield Master Fund via its superannuation platform.

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ASIC, Auditing

More auditors experience ASIC ire

ASIC moved against 28 approved SMSF auditors between January and June this year, bringing the total of these actions to 48 for 2024/25.

ASIC moved against 28 approved SMSF auditors between January and June this year, bringing the total of these actions to 48 for 2024/25.

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ASIC, Auditing, Compliance & Regulation

More SMSF auditors disciplined

ASIC, Australian Securities and Investments Commission, SMSF auditors, audit

ASIC moved against 28 approved SMSF auditors between January and June this year, bringing the total of these actions to 48 for 2024/25.

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ASIC, Compliance & Regulation, Superannuation

Super system needs strengthening

The corporate regulator is worried bad actors, sometimes using SMSF structures, could undermine trust in Australia's superannuation system.

The corporate regulator is worried bad actors, sometimes using SMSF structures, could undermine trust in Australia’s superannuation system.

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ASIC, Financial Advice

ASIC issues warnings to 18 finfluencers

The corporate watchdog has served warning notices to 18 individuals as part of a global crackdown on unlawful ‘finfluencer’ activity.

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ASIC, Australian Shares, Investments

Regulators demand ASX action

Australian Securities Exchange, ASX, CHESS system, RBA, ASX Clear Pty Limited, ASX Settlement Pty Ltd, Michele Bullock, ASIC,  Joe Longo, Reserve Bank of Australia,

The RBA and ASIC have publicly reprimanded the ASX over a critical system failure last year, calling for more action to prevent a reoccurrence in the future.

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ASIC, ATO, Auditing, Regulation

More SMSF auditors sanctioned

ASIC, SMSF auditor, Australian Securities and Investments Commission, ATO,

ASIC has cracked down on 17 SMSF auditors who failed to meet their compliance obligations, banning some and imposing various disciplinary measures on others.

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Administration, ASIC, Compliance & Regulation, SMSF, Superannuation

Thousands of online scammers wiped out

The latest corporate regulator update revealed its enforcement actions shut down 10,000 websites and promotional activities in 2024..

The latest corporate regulator update revealed its enforcement actions shut down 10,000 websites and promotional activities in 2024.

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