Compliance and risk management for financial advisers Copy
RECORDED WEBCAST WITH CPD AVAILABLE NOW.
Following the recent reviews into financial planning advice and the banks, advisers are finding themselves having to defend their advice to licensees. This session will examine what a financial services expert considers to be a bulletproof client file and provide tips to assist you to file note and evidence the reasons for your advice. It will also explore ASIC guidance in relation to providing advice, licensee expectations and responding to audit ratings, and client expectations.
How to view webcast:
- Register your name and email address
- Select and add locked content to cart then proceed to checkout
- Enter payment details when prompted
- Locked content will become available once payment is made
View Webcast
SMSF Trustee Empowerment Day – September 2019
The SMSF Trustee Empowerment Day will give you the knowledge you need to navigate your way through these challenging times as your own superannuation fund manager. It is an event SMSF trustees simply can’t afford to miss.
Register Now
More Info
SMSF Trustee Empowerment Day 2019
Missed the event? You can purchase the recordings by registering here:
View Webcast
Aged Care Summit 2018
financialobserver’s upcoming Aged Care Summit will help advisers stay on top of changes in the evolving aged care space.
How to view webcast:
- Register your name and email address
- Select and add locked content to cart then proceed to checkout
- Enter payment details when prompted
- Locked content will become available once payment is made
Register your interest for 2019 event contact: [email protected]
View Webcast
Undiscovered Managers Showcase 2018
Financial advisers must always be on the lookout for better investment opportunities to help their clients achieve their wealth goals. However, exposure to some good fund managers, even those with extensive and proven track records overseas, can be limited by the rigid processes of the research houses. This process often delays the inclusion of good and reputable managers on platforms and approved product lists that in turn inhibits the ability of clients to invest in them through their financial advisers. The Undiscovered Managers Showcase has been developed by financialobserver to break this cycle and introduce some lesser-known fund managers in various stages of the research house ratings process to the financial advisory community.
How to view webcast:
- Register your name and email address
- Select and add locked content to cart then proceed to checkout
- Enter payment details when prompted
- Locked content will become available once payment is made
Register your interest for 2019 event contact: [email protected]
View Webcast
Compliance and risk management for financial advisers
RECORDED WEBCAST WITH CPD AVAILABLE NOW.
Following the recent reviews into financial planning advice and the banks, advisers are finding themselves having to defend their advice to licensees. This session will examine what a financial services expert considers to be a bulletproof client file and provide tips to assist you to file note and evidence the reasons for your advice. It will also explore ASIC guidance in relation to providing advice, licensee expectations and responding to audit ratings, and client expectations.
How to view webcast:
- Register your name and email address
- Select and add locked content to cart then proceed to checkout
- Enter payment details when prompted
- Locked content will become available once payment is made
View Webcast
