News : ASIC

ASIC, Auditing

More auditors experience ASIC ire

ASIC moved against 28 approved SMSF auditors between January and June this year, bringing the total of these actions to 48 for 2024/25.

ASIC moved against 28 approved SMSF auditors between January and June this year, bringing the total of these actions to 48 for 2024/25.

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ASIC, Auditing, Compliance & Regulation

More SMSF auditors disciplined

ASIC, Australian Securities and Investments Commission, SMSF auditors, audit

ASIC moved against 28 approved SMSF auditors between January and June this year, bringing the total of these actions to 48 for 2024/25.

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ASIC, Compliance & Regulation, Superannuation

Super system needs strengthening

The corporate regulator is worried bad actors, sometimes using SMSF structures, could undermine trust in Australia’s superannuation system.

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ASIC, Financial Advice

ASIC issues warnings to 18 finfluencers

The corporate watchdog has served warning notices to 18 individuals as part of a global crackdown on unlawful ‘finfluencer’ activity.

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ASIC, Australian Shares, Investments

Regulators demand ASX action

Australian Securities Exchange, ASX, CHESS system, RBA, ASX Clear Pty Limited, ASX Settlement Pty Ltd, Michele Bullock, ASIC,  Joe Longo, Reserve Bank of Australia,

The RBA and ASIC have publicly reprimanded the ASX over a critical system failure last year, calling for more action to prevent a reoccurrence in the future.

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ASIC, ATO, Auditing, Regulation

More SMSF auditors sanctioned

ASIC, SMSF auditor, Australian Securities and Investments Commission, ATO,

ASIC has cracked down on 17 SMSF auditors who failed to meet their compliance obligations, banning some and imposing various disciplinary measures on others.

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Administration, ASIC, Compliance & Regulation, SMSF, Superannuation

Thousands of online scammers wiped out

The latest corporate regulator update revealed its enforcement actions shut down 10,000 websites and promotional activities in 2024..

The latest corporate regulator update revealed its enforcement actions shut down 10,000 websites and promotional activities in 2024.

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ASIC, Investments

ASIC issues share scam alert

ASIC Shares Scam identity theft

ASIC has urged individuals to remain vigilant amid a rise in scams targeting shares held in the portfolio accounts of Australian investors.

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ASIC, Auditing

ASIC takes action against SMSF auditors

SMSF auditors ASIC

ASIC has removed nine SMSF auditors from practice and imposed conditions on four more practitioners after referrals from the ATO.

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ASIC, Financial Advice

Former adviser jailed for dishonest conduct

SMSF adviser dishonest conduct Bradley Grimm ASIC Banning Ostrava Equities

Action to ban an adviser for dishonest conduct in 2016 has reached its conclusion with the former practitioner sentenced to 18 months’ imprisonment.

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